Strong accounts of laws of nature have been challenged by an inference problem: how, for example, should it be possible to infer from the fact that a possible regularity has a metaphysically fundamental status called “lawhood” that the regularity in fact obtains? J. Schaffer has argued that such alleged inference problems never threaten assumptions in foundational metaphysics because they have a simple axiomatic solution: simply make it part of the metaphysical theory that the fundamental posit in question exhibits the desired inferential behaviour; no metaphysical problem arises, all that remains is the epistemic task of providing evidence in favour of the suggested posit. I argue that quite the opposite is true: problems in the vicinity of the inference problem are real and serious and haunt foundational metaphysics at many points. The form of a fundamental posit is not “fundamental item that does φ,” but “fundamental item of category C that does φ,” where possible metaphysical categories such as entity or predicable mirror linguistic categories such as singular term or predicate. The assumption of a fundamental C and the assumption that this item is capable of performing role φ can conflict. When they do, the assumption of a fundamental C that φs faces a Conjunction Problem. The general kind of reason is that fundamental items exhibit a category-specific simplicity or structurelessness, while performing metaphysical jobs often requires a characteristic structure. Thus, at the fundamental level fundamental entities are mereologically simple, hence they cannot do a work requiring mereological complexity; and fundamental predicables are logically simple, hence they cannot do a work requiring logical complexity. This reveals the importance of distinguishing between different metaphysical, and not only ontological, categories. I will illustrate the notion of a Conjunction Problem by the main examples of Ontic Monism, Dispositional Essentialism, and Fundamental Lawhood.
1 The Inference Problem for Fundamental Lawhood as a Conjunction Problem
Example 1, Fundamental Lawhood:
According to fundamentalism about laws of nature (cf. Maudlin 2007, chap. 1), a law is aptly
formulated in the form “It is a law that all
Jonathan Schaffer (2016)
argues that there is no such problem of whether and how Fundamental Lawhood does its job of explaining the
inference. According to him, the sceptic’s challenge has a simple
“Axiomatic Solution” (2016, 577, 579–581): the fundamentalist
about lawhood only needs to make it an axiom of her theory that
Schaffer claims that the Axiomatic Solution applies universally (2016, 577, 586–587): when a fundamental metaphysical posit is assumed to do a certain job, there never is a factual problem about whether and how it does its job. The posit can be equipped with the ability to do the job from the start by including a suitable axiom in the metaphysical assumption. All that remains is the epistemic problem of providing sufficient evidence for the assumption.
I will argue that contra Schaffer genuinely factual problems
constantly do arise with posits in foundational metaphysics. On closer
investigation, fundamentality posits have the more complex, conjunctive
form fundamental item of category
Section 2 clarifies the dialectical
structure of a Conjunction Problem by the two toy examples of Flying Pigs and Visible Numbers.
Section 3 introduces the idea of
fundamentalia as structureless or simple and of a Conjunction Problem,
beginning with the best-known metaphysical category of an entity or
object in a very broad sense; more specifically, it explains how in Ontic Monism the assumption of a single fundamental
and hence mereologically simple particular conflicts with the
particular’s assumed job of rendering true all the many contingent facts
about the world. Since Fundamental Lawhood would
hardly be a fundamental entity but a fundamental status of possible
truths, thus more like a fundamental predicative aspect, Section 4 introduces the program of a Categorial
Metaphysics that distinguishes categories such as entity, truth and
predicable. Section 5 elucidates the
importance of non-ontological categories such as monadic and relational
predicative aspects or predicables. A posited status of Fundamental Lawhood would have to work somewhat like a
fundamental global power or dispositionality, with actual regularities
being the manifestations; section 6 therefore
begins a discussion of Dispositional Essentialism
and urges that assumed metaphysical entailments between different
fundamental predicables cause a Conjunction Problem because qua
fundamental, such predicables lack a logical structure that could
sustain inferences. Section 7 explains the
underlying notion of metaphysical fundamentality and dismisses Th.
Sider’s conception of a logical structure of fundamental reality. On
that basis, section 8 corroborates the
notion of fundamental predicables as logically structureless, in analogy
to the paradigmatic mereological structurelessness of fundamental
entities. Section 9 distinguishes a
fundamental item’s ex officio metaphysical role that flows from
its metaphysical category from potentially assumed additional roles; by
the example of relational predicables, it is argued that the ex
officio roles cause no Conjunction Problems, while assumed
additional roles do when they are not in accord with the ex
officio roles. Section 10 elucidates the
paradigmatic status of logic with regard to entailment and inference and
adumbrates the scope of acceptable entailments concerning fundamental
predicables. Section 11 argues that
inference problems cannot be solved by appealing to neo-Aristotelian
conceptions of essence because essence is a notion of metaphysical
priority, so that no fundamental item can have a non-trivial essence
that could underlie entailments. Section 12
revisits Fundamental Lawhood and argues, in analogy
to the corresponding point against fundamental dispositions, that qua
fundamental, the assumed status of lawhood lacks the kind of complexity
required in order to sustain the inference from
2 Flying Pigs and Visible Numbers
Example 2, Flying Pigs: Imagine someone suggesting that pigs can fly and sometimes do. You object that pigs simply are not the kind of animals that can fly. Birds can fly, because they have wings, hollow bones and so on, but pigs cannot, because they lack this equipment. Your dialogue partner replies that she has an answer to this challenge, the Axiomatic Solution: it is an axiom of her theory of pigs that pigs fly (sometimes); no factual problem arises, given this axiom; all that remains is the Epistemic Bulge: admittedly, more evidence is needed in order to render the assumption of Flying Pigs acceptable, preferably the observation of pigs taking off by themselves.
Example 3, Visible Numbers: Imagine a philosopher of mathematics committing herself to Platonism, the view that numbers are abstract entities existing beyond space and time. She contends that no problems of mathematical knowledge arise because Platonic numbers are visible. You object that abstract entities simply are not the kind of entities that can be seen. Flowers can be seen, because they have coloured surfaces with a reflectance spectrum due to which they reflect visible light. Numbers cannot, because they lack the properties required for causal interaction with light waves. The Platonist puts forward the Axiomatic Solution: it is an axiom of her theory of numbers as abstract entities that numbers are visible; no factual problem arises, given the axiom; all that remains is the Epistemic Bulge: admittedly, more evidence is needed in order to render the assumption of visible abstract numbers acceptable, preferably the discovery of a numbers structure by strong telescopes or microscopes.
Clearly the Axiomatic Solutions propounded in the two cases do not
solve the factual problems of Flying Pigs and
visible abstracta, leaving nothing more than an epistemic challenge. The
dialectics in the two examples share a characteristic structure.
Conjunctive assumption: The target assumption has a conjunctive
form: what is assumed is the existence of entities that are both of kind
Whenever an assumption is the conjunctive one of an item of such-and-such a sort which does so-and-so and the sceptic can wonder, on the basis of a reasoning of the positive model/missing equipment structure, how that can go together, the assumption faces a Conjunction Problem. I will argue that typical problems in foundational metaphysics are Conjunction Problems, among them the inference problem for strong laws.
3 Ontic Monism
In the two toy examples, we considered certain kinds of things, pigs and numbers. In foundational metaphysics, the role of kinds is played by different metaphysical categories, such as those of an entity, a property or relation (more accurately, predicative aspects or predicables, as I will call them), or a complete possible truth or fact. Arguably, a status of Fundamental Lawhood would not be a particular entity, but more like a property or status of potential truths. The most acknowledged and best studied metaphysical category, however, is that of an entity and of concrete objects in particular. Let us therefore start with a metaphysical thesis concerning the (sub-)category of concrete particulars. This paradigm case will allow us to introduce the crucial idea of the fundamental as structureless and to understand how positive model/missing equipment considerations work in metaphysics.
Example 4, Ontic Monism: This is the
position that there exists exactly one single fundamental concrete
particular, the cosmos, which by itself renders true all contingent
truths. I mainly have in mind J. Schaffer’s priority monism (2010b),
but the following considerations are intended to also cover existence
monism. Conjunctive assumption: Just as the assumption of Flying Pigs and Visible Numbers,
the fundamental cosmos is a conjunctive posit. What is assumed is the
existence of an item that is both a fundamental exemplar of category
Theoretical task: The Monist’s task is to explain in virtue of what fundamental equipment the cosmos can play its role of being the universal determiner of truth nevertheless. The priority monist’s assumption that the cosmos has many derivative entities as parts is of no immediate help, because the question arises in virtue of what fundamental equipment the cosmos furnishes the world with all those parts, given that it does not consist of parts fundamentally. One attempted proposal has been to say that the grounded parts are “already latent within” the one substance and that those derivative aspects “are implicitly present from the start” (Schaffer 2009, 378). This amounts to the position that the cosmos is prior to its parts but not quite so; it is hardly tenable or helpful. (Alternatively, it may amount to the blanket claim that the cosmos simply does ground derivative parts; see the elaboration below.) Quite plausibly then, if the cosmos has no fundamental ontic, mereological structure, no fundamental subdivision into other objects, the monist must seek to give it an appropriate qualitative structure. In spite of its ontic simplicity, the cosmos would have to exhibit a rich qualitative pattern (see Schaffer 2010b, 58–60, on distributional properties). Part of the pattern, the monist could argue, can be depicted as white-table-next-to-brown-chair, and it is in virtue of exhibiting this qualitative structure that the cosmos renders it true that there is a white table next to a brown chair.
No easy reply: The sceptic is likely to intervene when it comes to the details of accounting for such a rich qualitative structure of a mereologically simple particular. She will suggest that ontic pluralism, the view that fundamental reality comprises a vast plurality of particulars, remains the much more convincing account of the manifold and diversity of truths about the world.3 However, the thesis here is not that Monism faces an unsurmountable problem, but that it faces a genuinely metaphysical rather than merely epistemic problem. The main point is that it would be no step towards an answer to the sceptical challenge of how the cosmos can render true all the diverse truths to insist that it simply does. For the sceptic’s challenge is precisely that the cosmos cannot perform this task because it lacks the required equipment, an equipment fundamental reality has on the pluralist view: a mereological build-up out of many simpler particulars.
(Let me include two paragraphs of elaboration. It is no step towards
an answer to claim that the cosmos simply does ground the many
derivative parts with their properties and interconnections. For we may
ask, is the relation of grounding between the cosmos and the parts
external or internal, in the sense of a relation that holds in virtue of
what the relata are and how they are in themselves?4 If
grounding is assumed to be external, it is hard to explain why grounding
facts should hold necessarily, as a majority of theorists assume them to
do. It is equally hard to explain why grounding should be necessitating.
One would face an inference problem to the effect that from the fact
that
There is nothing wrong with taking as a starting point a role description to the effect that there must be something to the cosmos due to which it can ground its many parts and their properties and relations. But the problem remains what this something is. In certain cases, it is legitimate to characterise things as being certain ways by saying how they behave in virtue of being those ways. For example, the foundational nominalist can formulate her view by saying that particulars are by themselves or fundamentally such that they sort themselves in certain similarity circles (to use Carnap’s term). Such a resemblance-nominalist view can be proved to be equivalent to saying that particular things are characterised by repeatable fundamental predicables (Busse 2018). Maybe it also makes sense to assume that there are fundamental predicables such as the vectorial quantities of electric and magnetic field strength in virtue of which things belong into more complicated, multi-dimensional resemblance spaces (Busse 2009). But the more complicated those assumed spaces become, the more pressing the question recurs of what exactly it is about the things in virtue of which they stand in those complicated relations of resemblance. And the required quality structure of the cosmos would be complicated indeed (see Schaffer 2010b, 60; and Sider 2008 on configuration spaces for possible cosmoi). This is a genuinely metaphysical, not an epistemic problem.)
Three general lessons can be drawn from this short case study. First,
in such a problem case of foundational metaphysics, Conjunctive
assumption takes a specific form. The first conjunct is the
postulation of a fundamental item of a certain metaphysical category
4 Categorial Metaphysics: Entities, Truths, and Predicables
The mereological structurelessness of fundamental entities—and the associated difficulty or incapability of playing certain metaphysical roles, such as rendering true a variety of truths—is only the paradigmatic example of a general construal of fundamentalia as structurelessness. Structurelessness, however, means different things for different metaphysical categories. In order to deal with an alleged fundamental non-entity such as lawhood, it is therefore crucial to understand the importance and the particularities of other categories than that of an entity. We begin with a distinction between important categories in this section. In the section that follows, I will illustrate the importance of non-entities by a selection from existing metaphysical positions. After that, we will start to consider Dispositional Essentialism, construed as an ambitious metaphysics of fundamental predicables.
It is common to distinguish between different ontological categories, such as that of concrete and abstract particular, properties and relations as universals, properties and relations as tropes, kinds, facts, etc. (see, for example, Lowe 2006). This, however, is still a subdivision within a single broader category, that of an entity or (possible) existent, in the sense of a potential target of first-order reference. In order to get to the bottom of the structure of metaphysical problems, we must go beyond mere ontological categories or kinds. There may be arguments, perhaps strong truthmaker arguments, for ontologism, as we may call the view that all there is to fundamental reality is the existence of certain entities. But in principled metaphysical considerations as well as in meta-metaphysics we must make room for positions that dismiss ontologism and assume that reality is a certain way, fundamentally, without this consisting in nothing more than the occurrence of certain entities. We must broaden our perspective from ontological categories to metaphysical categories in general.
With respect to Fundamental Lawhood, for example, it is quite implausible to construe the fundamentalist as postulating entities or an entity at the world’s fundamental level. Clearly it is Schaffer’s view that the fundamentalist’s point is not to postulate a manifold of fundamental things called “laws,” but one fundamental status of lawhood. However, her locution for that assumed fundamental status is not a singular term but the sentential operator “It is a law that…” The point seems to be that lawhood is an irreducible aspect or trait of fundamental reality, a fundamental status of certain potential truths, not that it occurs as a peculiar entity.
In general, it seems wise to assume that there are as many different (possibly empty) metaphysical categories as there are syntactico-semantic categories in a language for the perspicuous description of metaphysical affairs. A research program following this policy may be called categorial metaphysics. Basically I am following Th. Sider’s insight that what he calls “Structure […] is not to be restricted to any particular grammatical category” (Sider 2011, 85), though I will argue in section 10 that he went too far by embracing “structural” aspects corresponding to logical constants.
The most radical break with ontologism is the ontological nihilist’s position that at the fundamental level there exist no entities whatsoever, neither particulars nor properties, relations or facts. As Hawthorne and Cortens (1995) have pointed out, the nihilist’s crucial task is to design a metaphysically perspicuous, ontologically innocent language for the description of fundamental reality. A plausible starting point are feature-placing sentences such as “It is charging” and “It is massing” in the place of “This particle is charged” and “This particle is massy.” Since the semantic job of complete sentences is to state truths, we can say that the nihilist thereby embraces the metaphysical category of a possible truth. The nihilist’s fundamental truths are not entities even in the broadest possible sense, not even propositions or facts. The nihilist’s contention is not that there exist fundamental facts not composed of particulars and properties or relations. She rejects the complete broad category of entities as adequate for the fundamental level, facts included. Just to have a maximally neutral term, we may say that the nihilist assumes ontologically innocent truths as items in fundamental reality. Since “truth” and “item” are nouns seemingly applying to entities, this is nothing more than a way of hinting at the fact that for the nihilist, fundamental reality is perspicuously described by a linguistic complex formed out of feature-placing sentences free from any kind of singular terms that license first-order existential generalisation.
A much less radical but still ontologically reserved position is the nominalist denial that at the fundamental level there exist properties and relations. The (strict, austere) foundational nominalist’s position is that at the fundamental level the only existents are concrete particulars. Still, she insists that these particulars do not merely exist, but are certain ways and are related in certain ways, fundamentally (Busse 2018). What she denies is that the particulars’ ways to be and to be related are specific entities occurring at the fundamental level, such as universals or tropes. The nominalist prefers a metaphysically perspicuous language in which ways to be and to be related are not expressed by singular terms such as “charge,” “mass” and “distance” for abstract entities but by predicates such as “is charged,” “is massy” and “is spatially apart from.”
In order to avoid the ontologically loaded terminology of properties
and relations, we may say that while the nominalist denies that
properties and relations occur at the fundamental level, she holds that
the
To sum up, in addition to the broad category of an entity we
can distinguish the metaphysical category of a possible truth
(in a purely categorial sense of “possible,” so that it is even a
possible truth that it is raining and not raining) and that of a monadic
or relational predicable, corresponding to the
syntactico-semantic categories of singular term, sentence and
It is at this highly abstract level that we ought to distinguish between possible metaphysical categories. We must avoid the presupposition that all posits in foundational metaphysics are basically of the same sort in that they are all posits of entities of various kinds, such as particulars, properties, relations or facts. To believe in possible truths is tantamount to believing that sentences succeed in their semantic job of representing reality either correctly or falsely. To believe in predicables is tantamount to believing that predicates can do their semantic job of complementing singular terms for entities to form true or false sentences. To believe in fundamental truths and predicables is tantamount to believing that certain sentences in the one and certain predicates in the other case must be part of a perspicuous depiction of fundamental reality.
A non-ontological item of fundamental reality may well re-occur reified at a derivative level. The foundational nihilist can admit that to the assumed fundamental truth that it is charging there corresponds at a derivative level the proposition or fact that it is charging. (She can even accept that at a derivative level there exist charged entities.) Similarly, the foundational nominalist can admit that to the fundamental predicables of things being charged and things existing spatially apart from each other there correspond at a derivative level two abstract entities, the property of charge and the relation of spatial distance. Yet for the foundational nihilist and the nominalist these abstract entities are not constitutive of fundamental reality (to borrow Fine’s locution, 2001, 26, n.37).6
In the following, my sympathies for a foundational nominalism embracing a plurality of particulars plus monadic and relational fundamental predicables, but no extra fundamental entities such as universals or tropes will become evident enough. But this is not the point of this paper. The goal rather is to defend the importance of distinguishing between different metaphysical categories, in analogy to different possible syntactico-semantic types, and to demarcate the area of acceptable metaphysical posits in contrast to posits generating difficulties such as the inference problem for strong laws.
5 The Importance of Non-ontological Categories in Foundational Metaphysics
Some accounts in foundational metaphysics, most prominently higher-order views such as Bacon (2020), explicitly acknowledge fundamental non-entities. In fact, however, fundamental non-entities pervade metaphysics, even where this is not officially acknowledged. One problem is the usual ontology/ideology distinction, which may suggest that posits beyond ontology are metaphysically less serious. My proposal is to call the fundamental non-ontological commitments typological, in order to explicitly distinguish them from the adoption of mere “ideas” or concepts. Another problem is that positing fundamental non-entities often gives rise to serious inference problems, which are not diagnosed unless the metaphysical fundamentality of those non-entities is clearly seen. In this section, I will therefore detect crucial typological assumptions in some important metaphysical views and highlight looming inference problems, substantiating my initial claim that such problems pervade foundational metaphysics.
As indicated in section 3, the ontological monist must say something more about the cosmos in order to reveal how this assumed unique undivided particular is capable of doing its supposed job of rendering true all the different contingent truths about the world. Very plausibly, this addition to the sheer existence of the cosmos must consist in a qualitative pattern the cosmos exhibits. In a strictly monistic ontology this pattern cannot consist in an additional entity, such as a complex universal or trope. So in addition to their assumed unique fundamental entity, monists ought to embrace a fundamental non-entity, viz., a qualitative way for the cosmos to be. The challenge is to conceive of this fundamental qualitative predicable in such a way that in virtue of it the cosmos can render true the diversity of contingent truths.
More or less Armstrongian theorists of universals assume two broad
kinds of basic entities, monadic and relational universals, on the one
hand, and “thin” particulars as bearers of universals and relata of
relations, on the other.7 However, as Armstrong (1989,
88) has emphasised, the sheer existence of universals and
particulars cannot account for the truth of predications such as “
A similar point can be made concerning accounts of concrete
particulars as bundles of tropes. Classical mereology cannot explain the
formation of particulars out of tropes, since it guarantees a
mereological sum for any arbitrary plurality of tropes. So a fundamental
bond of compresence must be embraced that links tropes to form a
concrete particular (see Maurin 2018, sec. 3.2 for an overview of
positions on the bundling of tropes). Strong arguments reveal
that this bond of compresence cannot be but a further entity. It must be
assumed as a metaphysically fundamental non-entity, a fundamental way
for tropes to be tied up. This assumption cannot be avoided by insisting
that tropes
Schaffer rightly insists that “everyone,” i.e., every foundational metaphysician, “needs their fundamental posits” (2016, 579, 586, 587), and he carefully distinguishes between mere conceptual irreducibility and metaphysical fundamentality (2016, 580). This distinction deserves special emphasis with respect to non-ontological categories. It is one thing for a metaphysician to adopt a predicate as undefined but still meaningful. In order to be able to state her views in the first place, every metaphysician must use some terms such as “entity,” “universal,” “trope,” or “resembles” as meaningful without explicit or implicit definition. She should elucidate her conceptual primitives by examples, analogies, formal constraints and the like, but she cannot define all her notions in terms of other concepts.
It is quite another thing, however, to postulate items as metaphysically fundamental, whether these are assumed fundamental entities or non-entities. To postulate a metaphysically fundamental monadic or relational predicable is not (merely) to adopt a predicate as conceptually or semantically primitive. It is to assume an item in fundamental reality, even though the item is not an entity. Quine calls ideology the range of primitive “ideas,” meanings or concepts a theoretician relies on. Since fundamental predicables pertain to what basic types one assumes for the things at the fundamental level (massy things, charged things, spatiotemporally related things, etc.), one may call the range of postulated fundamental non-entities the typology assumed by a metaphysician (Busse 2018). For example, when Simons writes that “the term ‘relationship’ […] could be understood to mean a relation when there is one, or merely refer back to true relational predications otherwise” (2010, 201), he means a relational trope by “relation.” Yet in addition to postulating a fundamental relational entity, be it a universal or a trope, and to merely accepting a relational predication as somehow rendered true by reality there is the third option of assuming a fundamental relational non-entity, a relational predicable as part of one’s typology.
Thus, I disagree with Sider’s view, or terminological policy, that “ideology […] is a bad word for a great concept,” that the term “misleadingly suggests that ideology is about ideas” and that a “theory’s ideology is as much a part of its worldly content as its ontology” (2011, 13). We ought to side with Williamson:
Why should the only alternative to ontology be ideology? […] Ontology is part of metaphysics. […] By contrast, ideology is defined as a semantic matter: what ideas can a language express? An ideological commitment is not a truth or falsehood about the mostly non-linguistic world. […] the dichotomy between ontology and ideology insinuates the presupposition that metaphysical questions are first-order. […] But not all metaphysical commitment is ontological commitment. (2013, 260)
Ideology is about concepts. The non-ontological part of a theory’s worldly content is its typology, not its ideology; or this is the terminology I suggest, since fundamental types (predicables) are the most prominent candidates for fundamental non-entities. The distinction must be made, under whatever names.8
The entity/non-entity distinction is also important because it
reveals that monistic ontologies fail to be monistic in the full
metaphysical sense. One example is the need of a fundamental way to be
for Schaffer’s cosmos. Other recent monistic ontologies require
fundamental non-entities in ways that give rise to inference problems.
Paul (2017)
advances a one-category ontology, according to which only monadic and
relational repeatable qualities exist at the fundamental
level—universals, to use the standard term. The complex world of objects
is expected to result from those qualities mereologically, by the
qualities forming sums. We may raise an Armstrong-style problem: what is
it about the fundamental level that renders true the proposition, say,
that there is an object that is both
A sophisticated universals-only ontology is Sh. Dasgupta’s (2009)
algebraic generalism. He starts with a realm of simple monadic and
relational universals and offers a set of algebraic operations by which
complex universals patterns can be constructed, some of which are states
of affairs. Finally, he assumes a status of obtaining for states of
affairs. The proposal is that the world’s fundamental level consists in
the obtaining of a single extremely complex state of affairs ultimately
formed out of simple universals by the assumed operations. We may ask an
Armstrong-style question: what is it about fundamental reality that
renders true the proposition that something is both
Those diagnoses of typological rather than ideological elements
reveal that ontologically monistic theories may not be quite as monistic
as advertised. What is more, such typological elements are prone to
inference problems. Regarding Paul, sums generated by brute fundamental
composition can hardly be construed as nothing more than the parts taken
as one and hence as ontologically innocent, as Lewis claims classical
fusions are. Brute composition appears to be more akin to Armstrong’s
states of affairs-forming “non-mereological mode of composition.” This
generates an inference problem comparable to the one diagnosed by Lewis
concerning states of affairs. Plausibly, an object deserves to be called
a sum only if its existence necessitates certain facts concerning the
existence of its alleged parts. Most straightforwardly, the existence of
the so-called sum of
An inference problem also looms for Dasgupta’s apparatus of algebraic
constructions of universals patterns and a status of obtaining. If the
conjoined occurrence of
6 Dispositional Essentialism
Fundamental Lawhood is a non-ontological
assumption of a fundamental operation applied to possible regularities,
as in It is a law that
Conjunctive assumption: As the assumption of Flying Pigs, Visible Numbers, and
a fundamental One that is the universal determiner of truth, Dispositional Essentialism is a conjunctive posit.
What is posited is something that is both a fundamental item of category
Positive model: The sceptic confronts the assumption of
fundamental dispositional charge with an alternative model, according to
which charge is not a fundamental predicable, but a logical construct
out of field strength and force: being charged would be the conditional
out of the former and the latter. In lambda-notation, this conditional
predicable is written as
Missing equipment: However, the essentialist insists on charge being a fundamental and therefore logically simple predicable, a predicable not logically built up from more basic predicables and hence without an inner logical structure (cf. Bacon 2020, sec. 4). Theoretical task: The essentialist’s task therefore is to explain in virtue of what fundamental equipment charge could play its role of necessitating the field-force conditional nevertheless. No easy reply: The main point is that it is no step towards an answer to the sceptical challenge of how fundamental charge can by itself necessitate a field-force conditional to insist that it simply does. For the challenge is precisely that a fundamental predicable cannot perform this task because it lacks the required equipment of a logical structure.11
This example of Dispositional Essentialism is in
important respects similar to that of Ontic Monism.
First, the essentialist’s posit has the incriminated conjunctive form
fundamental
7 Fundamentality: The Fundamentality Operator and the “Book of the World”
My aim in this and the next section is to further support and elaborate on the observation that the characteristic simplicity or structurelesness of predicables (vulgo properties and relations) is the lack of logical structure. As a basis, I will in this section be a bit more explicit about metaphysical fundamentality. In section 8, I will take up the issue of fundamental predicables as logically unstructured.
In this paper, I am engaged in a debate among foundational
metaphysicians of diverging camps: pluralists, monists, nihilists,
nominalists, Humeans, essentialists, fundamental-lawhood-ists and the
like. I therefore need not defend the very idea of metaphysically
fundamental reality. I will assume that we foundational metaphysicians
share some idea of reality exhibiting a metaphysical hierarchy of more
and less basic phenomena and of this hierarchy resting on an ultimate
level of the metaphysically fundamental. Moreover, in order to spell out
what fundamental reality is like on a particular metaphysical view, one
uses complete sentences. I will therefore assume that foundationalists
all understand a fundamentality operator “Fund:” that, when attached to a sentence
Note that thereby two different notions of fundamentality are in
play, which may be dubbed item-fundamentality and
truth-fundamentality. “Fund:”
expresses truth-fundamentality: it combines with a sentence allegedly
depicting fundamental reality. Yet for most metaphysicians such a
sentence is constructed out of more basic vocabulary, such as singular
terms and predicates, which are assumed to stand for the truly
fundamental items in reality. Those are the items Sider calls
“structural.” A metaphysician who holds that it is a fundamental truth
that, say,
The foundational nominalist (such as Busse 2018), for example, maintains that
the proper instances of
where the existential quantifiers are restricted to item-fundamental
entities and predicables. In words: Every fundamental truth is strictly
equivalent to some fundamental object being a certain fundamental way or
two fundamental objects being related in a certain fundamental way or…
(with additional disjuncts for all adicities permitted). Instead of
necessary equivalence, a relation
Note first that in this formulation the quantifiers occur de
re, outside the fundamentality operator. This is as it should be.
The view under consideration involves that there are no fundamental
general truths, neither universal nor existential. All basic truths are
atomic. The quantifiers are used not in order to state that certain
general truths are fundamental, but in order to say in general what the
fundamental truths are like. It may well be right that we cannot help
but use quantifiers and other logical expressions in our human theory
about the fundamental level. This, however, does not entail that we are
committed to fundamental logically structured truths and to
metaphysically fundamental logical items such as and-ness,
all-ness, existence, etc. The logical expressions can all occur
outside the fundamentality operator. In this way, we avoid Sider’s
problematic assumption of “logical structure” as part of the fundamental
structure of the world; see below. Secondly, the quantifiers “
When taking up our shared idea of a fundamental level by a
fundamentality operator, I do not mean to provide a universal and easy
means for postulating as fundamental whatever one likes. Quite the
contrary. The very point of this paper is to explain why certain
fundamentality assumptions are inherently problematic, because they face
a Conjunction Problem of the form fundamental
The fundamentality operator provides a material mode manner of expressing one’s metaphysical position, which complements the formal mode style of designing a metaphysically perspicuous language introduced in section 4. Sider (2011) has suggested that the question of foundational metaphysics is tantamount to the search for an adequate language for “the book of the world,” which perspicuously describes fundamental reality. I am principally sympathetic to this general approach, which may be called methodological linguisticism: the structure of reality is fruitfully studied in the formal mode, by means of the structure of its adequate linguistic representation. But that formal-mode methodology must be deployed critically and with great caution.
First, Bacon (2020, 544)
seems to go too far when he calls reality itself “God’s language,”
though only metaphorically. There is no guarantee, and in fact no
evidence, that the representation of fundamental reality by a
fundamentalese text must be a kind of isomorphism. For example, it is a
plausible view that “
Secondly, it cannot be the business of a philosopher to really write
the book of the world in detail. There is the epistemic reason already
mentioned that it is not the metaphysician’s job to specify in detail
what fundamental entities there are and what they are like,
fundamentally. There is also the more basic semantic reason that as a
finite human being neither a metaphysician nor a scientist can know
every basic particular in the world by name. The metaphysician’s job
rather is to specify in general what categorial structure she assumes
fundamental reality to have by characterising the grammar of a language
that would be capable of adequately describing that level,
modulo the kind of linguistic over-structuralisation mentioned
above. To take the author’s own view as an example, the foundational
nominalist holds that this language would contain nothing more than
singular terms “
Thirdly, Sider has advanced an indispensability argument for the conclusion that elementary logic is “structural,” i.e., that it belongs to the fundamental level: “we [sic!] cannot get by without logical notions in our fundamental theories” (2011, 216; cf. 2009). This argument rests on the assumption that the guide to the fundamental structure of reality is the indispensable linguistic structure of our human best possible theory about the world. Yet it is implausible to expect that the world cares about what proves representationally indispensable from our severely limited human perspective (cf. Melia 1995 with respect to ontology). Our critical linguisticist methodology ought not to be anthropocentric in this way. If there is a linguistic gauge for metaphysical structure, it is the syntactico-semantic functioning of the metaphysically perspicuous language of an imaginable ideal being who directly, completely and adequately accesses every bit of fundamental reality (cf. the Demon in Busse 2018, 446–447). Surely our best theory of what the adequate fundamental language is like inevitably involves a logical apparatus, such as quantification into positions of certain syntactic categories. But this does not entail that the fundamental language itself does. Accordingly, on the nominalist metaphysics preferred by the author, the assumed metaphysically perspicuous description of fundamental reality contains not even elementary logical vocabulary, such as truth-functions and first-order quantifiers. It consists in nothing more than a long list of atomic sentences. This lack of logical words in fundamentalese corresponds to logical words not occurring within the scope of “Fund:” in the material mode formulations of the nominalist view above. To be sure, this version of fundamentalese is a severely impoverished language. It is completely unsuited for stating general theories and studying logical relations. But this is not its job. Its job is to mirror the fundamental build-up of reality as perspicuously as a linguistic format permits. Also, atomistic fundamentalese may well be defined as a fragment of a richer language, as long as it is kept in mind that the additional vocabulary stands for non-fundamental contents and that the additional sentences express non-fundamental truths.
(Let me address, within parentheses, two potential worries about the
metaphysical scheme of entities and predicables without a fundamental
logical structure. First, according to Russell, the very same term can
play a predicative role in a proposition and be referred to by an
abstract singular term, so that it counts as an entity or object (see paras. 48–49 of Russell 1937,
44–46). This may suggest that the categorial contrast between
entities and predicables is less deep than I am claiming. In (2012, 70), Fine takes a more Russellian
than Fregean stance by distinguishing between a property occurring “as a
property (or predicatively)” and the very same property occurring “as an
object (or nominally).” (Fine’s self-criticism in 2015, 298, may
perhaps be read as a dismissal of that Russellianism.) According
to Fine an entity is real, or exists, just in case it features as the
subject in a truth that is constitutive of reality (2009). By replacing his reality by our
fundamentality operator, we gain the definition:
A second worry may be that even in nominalism one logical structure
survives at the fundamental level, namely, predication. However, the
nominalist may adopt the Fregean view that in “
8 Categorial Metaphysics: The Conjunction Problem for Fundamental Dispositions
I have introduced the idea of categorial metaphysics by
distinguishing the three categories of entity, potential truth and
predicable. We can now see that these three categories are not
completely independent of each other. Suppose we appreciate the
metaphysically neutral point that a metaphysically perspicuous language
must describe fundamental reality by stating truths about it, i.e., by
using complete sentences. Even if we cannot (now) specify the specific
vocabulary of these sentences, we can still ponder their grammatical
forms. Suppose further that we, as most metaphysicians do, adopt the
category of entities as pertaining to fundamental reality. In the formal
mode this means that we expect some (possible) singular terms to denote
metaphysically fundamental items. Then we are not completely free in
what further categories of fundamental items we assume. For the only way
for singular terms to enter into a complete sentence is together with a
predicate, as in “
The central insights we gain from these considerations are the following: first, if the metaphysically fundamental level of reality is aptly described as consisting in (truth-)fundamental truths and if among the (item-)fundamental items there are entities, then it is (almost) mandatory to also accept predicables as metaphysically fundamental.18 Secondly, we must not care about the question what kind of “things” predicables are if they are not entities, neither concrete nor abstract. To assume fundamental predicables consists in nothing more than taking predicates to go metaphysically down to the fundament of reality. This assumption can be formulated in the material mode either by using specific predicates within the fundamentality operator or by quantifying into predicate positions in the scope of this operator. Alternatively, it can be put forward in the formal mode by stating that a perspicuous language for fundamental reality must contain predicates.
Thirdly, and most importantly for our topic, from these considerations we can extract an idea of the ex officio metaphysical role of fundamental predicables. Their role is to turn, as it were, a fundamental entity (or several entities) into a fundamental truth by characterising that entity (or those entities) in a fundamental way. There is little more we can and should say positively about what characterising an entity in a fundamental way consists in. For to say what the characterising consists in would amount to denying the very fundamentality of the characterising.19 Arguably, something that consists in something else is not metaphysically fundamental; that water consists in hydrogen bonded to oxygen means that water is not fundamental. Still, we have said something about the role of fundamental predicables by saying that their job is to characterise things in a simple, structureless, fundamental way. This job is specific to their metaphysical category. Fundamental entities, for example, do not all by themselves characterise things fundamentally. Fundamental universals or tropes characterise things only with the aid of an instantiation or compresence predicable. So it is not quite true that a “posit without axioms would be an idle wheel,” as Schaffer (2016, 579) urges. The ex officio role of a fundamental item of a certain category is fixed by the corresponding syntactico-semantic type plus its assumed fundamentality. It need not be determined by explicit metaphysical axioms about the item in question.
Also, on the basis of the ex officio role of predicables we
can safely say that there is no obstacle to a (monadic) predicable’s
characterising several numerically different entities in one and the
same fundamental way, so that the perspicuous description of reality can
contain sentences “
We are also in a position to confirm the intuition mobilised in
section 6 that fundamental properties contrast
with logically complex properties. Starting from “fundamental” sentences
such as “
This idea of fundamental predicables as logically simple can be both
sharpened and generalised once we adopt the “in virtue of” or grounding
locutions featuring prominently in recent (meta-)metaphysics.21 In the intended cases, we can say
that the explicitly complex predicable
In sum, categorial considerations strongly support the idea that a fundamental property, more accurately a fundamental predicable, is nothing more than a possible simple, both superficially and in its deepest grounds (because it has no further grounds) logically structureless qualitative characterisation of things—an ultimate qualitative way for a thing to be.
One may ask, if fundamental predicables amount to possible
fundamental characterisations of things, why things cannot also be
fundamentally characterised as being such that, if they occur in an
electric field, they must also experience a certain force. Surely there
is a predicable that characterises things in this way: the conditional
predicable
We can rephrase the diagnosis concerning fundamental dispositions as
follows: the posit of a fundamental disposition such as electric charge
has the form fundamental
In order to corroborate his Axiomatic Solution, Schaffer refers to
Lewis’s highlighting of the option of taking a phenomenon as primitive
in metaphysics (2016, 580,
n.2). Lewis writes that one way of accounting for the
undeniable phenomenon of objective sameness of type is not to offer an
analysis in terms of universals (or tropes) but to “accept it as
primitive” (1983,
352). Yet Lewis hardly wishes to suggest that sameness of
type itself can be accepted as metaphysically fundamental. As is clear
from the idea of resemblance nominalism, sameness of type is a
similarity-like relation. But “any sort of similarity is an internal
relation” (1986,
176–177), “which is determined by the two intrinsic natures
of its two relata” (1986, 176). By contrast, “all perfectly
natural [i.e., metaphysically fundamental] relations are external” (1986, 68,
n.49). Most plausibly his proposal is that the nominalist can
accept sameness of type as a conceptual primitive, as an element of her
ideology. She can then embrace the view that the relata’s intrinsic
natures are not constituted by the occurrence of universals or tropes,
but that the particulars simply are the fundamental ways they are. For
example, two electrons are of the same type because they are both
electron-massy or because they are both elementarily charged—all by
themselves, without the help of occurring universals or tropes. Taking
sameness of type as primitive is therefore tantamount to the idea of
fundamental predicables doing their ex officio job of
characterising things in a fundamental way, thereby grounding the basic
resemblances of things. It does not have the problematic form
fundamental
9 Ex Officio Roles Generate No Conjunction Problems: Relations and Bradley’s Regress
It is important to see that the assumption of fundamental items that play certain ex officio roles differs from Schaffer’s Axiomatic Solution. Ex officio roles are not free of charge. Positing fundamental items of a certain category constitutes a metaphysical cost. But by itself, such a posit does not generate a Conjunction Problem, which is a conflict between the demands of a fundamental item’s category and its assumed additional roles.
A good example is the metaphysics of relations. Schaffer thinks that
the metaphysical problem of relations, as it is discussed in Russell’s
reaction to Bradley’s regress argument, is of a kind with the alleged
inference problem for fundamental laws and enjoys the same kind of
Axiomatic Solution (2016, 581–582). However, if by relations
one means fundamental abstract entities, either universals or tropes,
then there is a problem about relations that cannot be solved by an
axiom. Alternatively, if relations are relational predicables, then it
is their ex officio job to characterise things as fundamentally
related, so that no Conjunction Problem of the form fundamental
Suppose that by relations we mean relational universals. A relational
universal is an entity, and a fundamental entity if we are concerned
with fundamental reality. Bradley wondered how such an entity could in
fact relate things. We can rephrase his question by construing job
Alternatively, suppose that by relation we do not mean an entity but
a predicable. Then no Conjunction Problem arises in the first place
(cf. Trueman 2021,
129–137). A dyadic predicable is whatever is expressed by a
dyadic predicate “
(Leibniz may be interpreted as raising a Conjunction Problem concerning fundamental relations. According to his nominalism, which is perhaps in part motivated by Bradley-style considerations, properties are not universals, but are predicables that occur as “modes” or accidents somehow “in” substances. He argues that in the case of a relational mode, “[…] we should have an accident in two subjects, with one leg in one and the other in the other, which is contrary to the notion of accidents” (Leibniz and Clarke 2000, paras. 47, 47). Thus, qua a way of a thing to be, a fundamental accident must ex officio be in exactly one substance; but qua relational it would have to occur in two substances at once. Arguably, Leibniz was wrong about the ex officio role, maybe due to his view of predication as a kind of containment. Once one puts polyadic predications on an equal footing with monadic predication, which Leibniz solely focussed on, modes can be accepted that are irreducibly ways of different entities to be related, in addition to ways of single things to be.)
If the ex officio job of fundamental predicables is to
characterise entities in a logically structureless way, what is the job
of fundamental entities? I assume that our most general notion
of an entity is captured by the logico-semantic apparatus of singular
and plural reference, first-order objectual quantification,
Assuming that the notion of the broad category of entities is
captured by this logical apparatus, how can it then be true that
entities feature at the fundamental level without that logical apparatus
featuring at that level? Would this not mean to deprive ourselves of the
conceptual basis for our metaphysical claims? Not at all; the logical
apparatus is fully in play, though outside the fundamentality operator.
For example, we can state that there is an entity
Let me stress that the point is not that the fundamental entity-predicable scheme can be had for free and raises no worries. For one, if predicables are simple qualitative ways for things to be and to be related, does this not commit one to quiddities that remain the same across possible worlds due to their qualitative natures but can play the role of negative charge here, that of positive charge there, and that of mass elsewhere? We can bracket the issues of in what precise sense, if at all, the entity-predicable scheme commits one to quiddities and of why and how quiddities should cause trouble. The crucial point is that even if quiddistic predicables seem problematic, this does not put them in the same box with the assumption of fundamental dispositions. For as I have argued, the latter assumption generates a Conjunction Problem, a conflict between the ex officio job of fundamental features of characterising things in a structureless way and their assumed additional job of being inherently dispositional. By contrast, whatever the objections to quiddities may be, they constitute no Conjunction Problem. In principle, one can bite the bullet (if it is one) and accept quiddistic features in spite of their (alleged) implausibility and disadvantages. The dispositionalist cannot bite the bullet, because doing so would not answer the sceptic’s well-motivated question of how simple, logically structureless features can all by themselves necessitate conditionals involving other such features. Moreover, we do not appear to have the choice between accepting and rejecting fundamental predicables as characterising things in a structureless way. For given that the fundamental level is a level of truths, the assumption of fundamental entities commits one to the view of fundamental predicables as nothing more than simple ways of making truths out of entities. In order to avoid this consequence, dispositionalists would have to abandon the entity-predicable scheme as a whole. To be sure, the entity-predicable scheme is openly dualistic, and one may perhaps want to avoid such a metaphysical dualism. The crucial question is, what would be the alternative? We have seen that ontologically monistic views such as Paul’s mereological bundle-of-universals theory and Dasgupta’s algebraic generalism do not get along without their own typological posits (composition; algebraic operations and a status of obtaining), which, in addition, generate inference problems. Similarly, a sophisticated nihilism exhibits its own kind of dualism, one of fundamental feature-placing truths plus a fundamental apparatus for the construction of complex patterns of such features-placings (Turner 2011). It is hard to see how any of this could be less worrisome than the entity-predicable scheme. Some kind of categorial pluralism seems to be needed in order to do justice to the complexity and richness of the world.
10 The Paradigm of Logic and Non-logical Entailments
The aim of this section is to shed some light on the question of why
logical complexity is the paradigmatic source of entailments in the
context of metaphysics. A first part of the suggested answer is that
logic is the paradigmatic study of truth-preserving inferences. This,
however, makes sense only if the meanings of logical words are not
metaphysically fundamental. Logic therefore cannot provide a model for
entailments due to posited fundamental items. A second observation is
that while derivative items other than logical contents may well be
sources of entailments too, logic is distinguished because it is the
most plausible apparatus for forming complex inputs for the grounding of
derivative items on the basis of fundamental reality. In addition, I
will consider whether there could be necessary connections regarding
fundamental items at all, such as that for symmetric
Someone may suspect that the contrast between logically structured
non-fundamental and logically simple fundamental predicables attaches
too much weight to logic. One worry could be whether it is really true
that while the characteristic structure of entities is mereological, all
structure of properties is logical. Armstrong, for example, assumes
structural universals and construes them as complex in a
quasi-mereological rather than a logical manner (1997, 34–38, 53). On the one hand,
however, universals are entities. (When Armstrong’s
characterises universals as not things but ways, this is actually a move
towards nominalism.) If, on the other hand, structural properties are
construed not as entities but as monadic predicables, then their
structure proves to be logical after all. The structural predicable that
characterises methane molecules is perspicuously represented as the
logical complex (with “
Beyond such a consensus, we may ask what is special about logical
complexity that renders it a paradigmatic source of entailments. First,
let me confine myself to a fairly orthodox general view of logic as a
study of logical consequence, where logical consequence is understood as
truth-preservation between a set of sentences and a further sentence due
to the logical forms of the sentences involved. Inferentialists about
the meanings of logical words hold that the meaning of, say, “and” is
constituted by our practise of inferring “
Secondly, it could be urged that there are items other than the meanings of logical words that encode an inferential behaviour in an analogues way to logical meanings. Inferentialists may hold that just as with logical meanings, descriptive concepts such as the colour concepts are constituted by inferential practices so as to stand in relations of entailment and incompatibility. Objectivists may hold that derivative properties can be constituted by reality so as to stand in entailment and exclusion relations, for example, because it is essential to gold to consist of atoms with exactly 79 protons in their nucleus and essential to silver to consist of atoms with exactly 47 protons. However, such constituted items are clearly metaphysically non-fundamental. In one way or another, they must depend on fundamental reality. Yet this dependency requires two things: a notion of dependence, such as ground or essence, linking derivative items to the fundament; and an apparatus for forming a complex input for the constitution of derivative items on the basis of what is fundamental, at least if the fundament consists of a multitude of facts. Logic is clearly the leading candidate for such a general apparatus that allows fundamental reality to form an appropriate foundationalist input for the constitution of non-fundamental predicables. For example, the atomic structures underlying and constituting gold and silver must ultimately be described as logical complexes of fundamental physical characteristics, more or less in the style of the analysis of being methane presented with respect to Armstrong’s idea of structural universals. In any case, the propounded extension of acceptable sources of entailment beyond the contents of logical words is of no help for the dispositional essentialist, who maintains necessary connections between metaphysically fundamental features and thus not between items that are constituted so as to stand in such connections.
The Tarski-Williamson analysis of logical consequence as extreme
generality can hardly provide a model for Dispositional
Essentialism. The corresponding view would be that it is a mere
general actual fact that whenever charge and field co-occur, they are
accompanied by force. This would amount to the very kind of regularity
view of laws of nature that essentialists reject. Similarly, it is
hardly the view of fundamentalists about lawhood that
In section 7, I have argued that Sider’s
view that logical contents must be construed as “structural” and logical
structure be part of the fundamental structure of the world (2009; 2011, chaps. 6,
10) reflects an implausible anthropocentric employment of
methodological linguisticism. Admittedly, logical constants will
indispensably feature in our best theory of the world. But they need not
feature in the fully adequate “book of the world” available to a
semantically and epistemically ideal being. If the nominalist view is
correct that fundamental reality consists in many particulars being
characterised by monadic and relational predicables, then such a being
could represent that level by a long list of atomic sentences, “
Might the Tarski-Williamson analysis offer a way out to the
fundamentalist about logic? Might it just be a general fact about
fundamental reality that, for example, whenever
In sum, there are very strong reasons to avoid fundamentalism about logic and to accommodate, regarding fundamental reality, the Tractarian “fundamental thought […] that the ‘logical constants’ do not represent” (Wittgenstein 1961, 4.0312). For the purposes of this paper, the crucial upshot is that alleged fundamental logical items cannot serve as model for the inferential power of other assumed fundamental items, such as inherently dispositional properties or Fundamental Lawhood. For it is precisely by declaring the logical contents fundamental that one turns them from a paradigm source of entailments into metaphysical troublemakers suffering from a serious inference problem.
Our examples strongly suggest that elementary logic is part of the
apparatus for forming the input for the constitution of derivative items
on the basis of fundamental reality. One may wonder whether modalities
are part of that apparatus, too, or whether they are instead constituted
by a structure pertaining to the fundament to be described in more
elementary terms—maybe some mode of recombining fundamental particulars
and predicables. Metaphysical modality is certainly not fundamental
itself. For the assumption that it is would provoke an inference
problem, most evidently concerning the T-axiom
If logical complexity, overt or covert, is the paradigmatic source of
entailments concerning predicables and if fundamental predicates lack
such a complexity, does this mean there are no metaphysical entailments
pertaining to fundamental predicables at all; and if there are, what is
their source, and how far may they extend? This is a very difficult
question, which cannot be fully answered here. However, a rough guide
can be given; and it can be seen that necessitations such as those
claimed by Dispositional Essentialism are
definitely beyond what the guide permits. First, the most obvious
entailments link the fundamental with the non-fundamental:
A second, more delicate case are entailments that pertain to
different occurrences of the same fundamental predicable. For example,
where
This over-structuralisation of a single underlying fundamental truth
as
It is not clear that such a neutral format is always available. For
example, I can think of no neutral way to state the fundamental fact
underlying the truths that the line is
The common idea in all those cases is that symmetry, transitivity or
asymmetry are specificities of a predicable
Anticipating the application of our considerations concerning Dispositional Essentialism, the problem is
particularly manifest for Fundamental Lawhood.
Though “Law” is an operator rather than a predicate,
11 Fundamental Essences: A Wooden Iron
The upshot so far is that in order for predicables to stand in
strictly necessary connections, at least one of them must either be
logically complex such as
According to K. Fine’s neo-Aristotelian elucidation, metaphysics is concerned “with the identity of things, with what they are” (1994, 1). Let us call the item to which an essence is attributed the target and whatever is attributed to it as (part of) its essence its essentials. From the outset Fine connects essence to metaphysical priority. As a particularly narrow, basic sense of essence he distinguishes that of constitutive essence, meaning that “the constitutive essence is directly definitive of the object” (1995b, 57). He also uses the notion of essence in a definition of ontological dependence, with the target being dependent on the objects featuring in its essence (1995a, 275). Both points strongly suggest that essence is a notion of metaphysical priority, with, notably, the essentials being metaphysically prior to the target rather than the other way around. Indeed, if {Socrates} is constituted as what it is by something else and if it can be defined in a metaphysically appropriate sense by something else, viz., containing Socrates as its sole member, the singleton can hardly be fundamental; clearly, Socrates and membership are more fundamental than {Socrates} if they constitute or metaphysically define the singleton. And if {Socrates} ontologically depends on Socrates because it is essential to the set to have Socrates as a member, having that member is metaphysically prior to the singleton, which therefore cannot be fundamental. On such an account of essence, a fundamental dispositional essence would be a wooden iron: precisely by having its dispositional profile essentially, a feature such as electric charge could not be metaphysically fundamental; instead, it would be constituted by or dependent on its essential profile (for a similar consideration see Wang 2019).
In a more recent paper, Fine distinguishes essence and ground as two
forms of metaphysical constitution, explanation and determination (2015, 296) and hence of metaphysical
priority: roughly,
B. Hale follows Fine in holding that “necessities have their source in the nature of things” (2018, 122), but classifies essence as modal (2018, 128). The disagreement with Fine’s non-modal view is more verbal than real, though. For like Fine, Hale accepts the neo-Aristotelian view that the “essence (or nature) of something is what it is to be that thing” and that a “thing’s essence is given by its definition” (2018, 126). What is more, the metaphysical priority of essentials over their target is clearly indicated in his statement that the “properties figuring in a thing’s definition are those properties which make it what it is” (2018, 127, my emphasis). It should give us pause that it proves impossible to elucidate a neo-Aristotelian notion of essence without resorting to expressions for metaphysical priority and without prioritising what is essential to a target item over that item.
According to Fine, essence and grounding together define
“essentialist IS”: water IS H2O in the sense that
being H2O is both constitutively necessary and sufficient for being
water (2015, 308).
F. Correia and A. Skiles (2019; cf.
Correia and
Skiles 2022) suggest that we instead start with a
generalisation of ordinary objectual identity “
Someone may want to exploit the identity-based definition of essence
for a defence of dispositional essences of fundamental predicables. For
Correia and Skiles understand generic identity in analogy to objectual
identity as a reflexive, symmetric and transitive “no-difference
operator” (2019,
645) that indicates no metaphysical priority. The
dispositionalist’s proposal could be that, for example, electric charge
is generically identical to the conditional of field strength and
electric force,
Let me begin with some relevant comments on the identity-based framework and then focus on the supposed application to dispositional essentialism (for which the authors of the framework are not responsible). I have used a notion of factual identity myself in section 10 to express the fact that a linear language over-structures fundamental reality. More generally, I agree that genuine identifications play a role in metaphysics. One may wonder why the “is” in “Water is H2O” should express a constitutive relation of “essential IS” between different referents. The statement may well express the objectual identity between a stuff referred to opaquely on the left-hand side and identically the same stuff transparently referred to on the right-hand side, so that this side reveals the true chemical structure of the stuff referred to on the left. Quasi-identifications of facts or truths and of predicables might play a similar role.
However, by itself ordinary identity is a rather boring, purely
extensional notion. It is aptly described by the semantic clause that
“
However, precisely because generalised identity is construed in
analogy to extensional objectual identity, we should not expect too much
metaphysical power from this relation all by itself. Our assumed
dispositional essentialist seeks to base the necessitation of the
profile
Analogously, the necessary co-extensionality “
Admittedly, there is a kind of de re sense in which
identifications induce necessitation quite independently of rigidity and
quasi-rigidity. If “
The required quasi-rigidity of the two formulas in “
This observation, however, reveals that what is doing substantive
work of potential metaphysical importance is not generic identity, but
an operation of conditionalization that forms a third predicable out of
two given ones. We discussed such an operation earlier when we
considered the overtly logically complex predicable
Correia and Skiles are sceptical about Fine’s characterisation of
essence and ground as constitutive relations, demanding “an informative
story of what constitutive relations are” (2019,
667). However, the discussion of a conceivable
identity-theoretic approach to dispositionalism suggests that it is hard
to suppress the idea of constitutivity. What is doing real metaphysical
work in the example is not so much generalised identity, but the
formation of a new, somehow conditional predicable out of the two
fundamental predicables
Acknowledging the constitutive nature of essence does not strictly commit us to the irreflexivity of essence. We could adopt a liberal conception which allows an item being essential to itself as a limiting, trivial case. The crucial point can then be stated by saying that metaphysically fundamental items have only trivial essences: the essence of a fundamental entity is simply to be it, to be that particular subject of monadic and relational predicables; and the essence of a fundamental predicable is simply to be thus, to be that simple qualitative way for things to be or to be related, fundamentally. Only non-fundamental, constituted items can have interesting, rich essences, namely, those items that enter into their constitution. Since the dispositional essentialist’s inherently dispositional properties are expected to have rich essences from which necessary connections to other properties flow, they cannot be metaphysically fundamental, but would somehow have to be constituted as so related.
The result is that essentialists face an inference problem even if they emphasise the notion of essence. For either this notion is modal in nature after all. In this case no progress has been made in comparison to simply postulating that fundamental predicables can stand in interesting entailment relations. Or essence is construed in a non-modal, neo-Aristotelian manner. Then Fine’s view proves inevitable that essence is a constitutive notion, so that no fundamental predicable can have a non-trivial essence. A non-modal but at the same time non-constitutive account of essence is not within sight. We must conclude that Dispositional Essentialism confronts an inference problem that is not solved by relying on essence as a source of necessity.
12 Fundamental Lawhood Again
Let us finally return to the original problem of Fundamental Lawhood. Conjunctive assumption:
The non-Humean under consideration postulates a metaphysically
fundamental operation It is a law that… (a fundamental item of
category
The problem becomes more vivid when lawhood is aligned to a
predicable. Arguably, to say that it is a law that
Schaffer appeals to the intuition that we would not doubt the
factivity of metaphysical necessity or of knowledge even if someone
posited necessity or knowledge as metaphysically fundamental (2016,
579–580). However, this is exactly what we should do. It is
incomprehensible how a subject’s being related to a proposition in a
logically simple, fundamental way by a dyadic predicable called
“knowledge” could necessitate the proposition’s truth. The relationship
would appear to be a matter between the subject and the proposition with
no consequences for the correspondence between the proposition and the
real world. Likewise, it is incomprehensible how a proposition’s being
characterised in a logically simple way by a predicable called
“metaphysical necessity” should force the proposition into truth. The
characterisation would appear to be a matter of the proposition alone
without any consequence for the world’s in fact being the way the
proposition says it is. In all such cases, the assumed additional job
No deep inference problem, by contrast, burdens views to the effect that metaphysical necessity or knowledge are conceptually primitive rather than metaphysically fundamental, i.e., that there is no analysis of those modal and epistemological concepts by more basic concepts such as truth in possible worlds or belief, truth, and justification, causation, counterfactual dependence, or safety. What is more, no inference problem burdens views according to which those primitive concepts capture something metaphysically so deep that it is beyond the scope of what is metaphysically analysable by us, or by any manageable means. (I take this to be the positions in Williamson 2000; and 2013, resp.) Deep maybe. But not fundamental.
Similarly, no serious inference problem would arise for the position that being a law is a primitive concept that cannot be analysed in terms of, say, membership in the best axiomatic system about the world. What is more, that concept may well capture something metaphysically deep. Being a law may be an unanalysable gestalt feature of certain actual regularities that we are capable of grasping directly, perhaps on the basis of our explanatory practice with laws and our practice of confirmation of laws, rather than by some kind of analysis or definition. Lawhood may be conceptually primitive and go metaphysically deep, but it cannot be fundamental. In general, with respect to arguments allegedly revealing the fundamentality of a certain phenomenon, I recommend examining carefully whether the arguments do not instead highlight the unanalysability of our concepts of the phenomenon or the phenomenon’s relative metaphysical depth, rather than its absolute metaphysical fundamentality.
It might be urged that all those considerations mere highlight the
theoretical cost of postulating a fundamental item with an intended role
and that such costs can be outweighed by sufficient epistemic pressure
from the phenomena supporting the postulate. Such a reaction, however,
underestimates the importance of metaphysical categories and the depth
and inevitability of associated Conjunction Problems. First, the
categorial part of a fundamental posit is inevitable. The only choice is
between a purely categorial posit and a categorial one with some add-on
role.27 The usual route to Fundamental Lawhood starts with an alleged phenomenon,
the assumed requirement of a strong kind of necessitation of lawful
regularities, and results in a theoretic postulate, a fundamental
accomplisher for the phenomenon. On the one hand, our inquiry into the
idea of metaphysical fundamentality shows that fundamentality of
predicables, as well as of statuses of possible truths, requires them to
be simple in a certain way. This result could be resisted by arguing
that logical complexes can be fundamental after all—a mission
impossible, after all that has been said. On the other hand, our
elements of a phenomenology of necessitation, entailment and inference
reveal that necessitation between predicables or statuses requires a
certain complexity of the items related, paradigmatically a logical
structure; necessity essentially reflects complexity. This phenomenology
may be contested, but only by offering an alternative, superior
phenomenology, of which I know no example. The phenomenology cannot be
simply postulated away—no more than a metaphysical account of the Eiffel
tower can postulate away the phenomenal fact that this building is a
construction out of many different iron elements. To toss phenomenology
overboard by inventing instead a connection of schmessisitation for
fundamental predicables and statuses would mean to change the subject
and to miss the position’s initial motivation: to account for a strong
necessitation of lawful regularities. It is not a convincing methodology
to replace the very phenomenon on which one bases one’s metaphysical
reasoning by some invented ersatz item or by a mere node in a
postulated overall structure. Indeed, the strategy of postulating a
network of fundamental items that realise an abstract structure of
required roles is severely limited. Metaphysical necessity, for example,
cannot be characterised by purely formal roles alone. The T-axiom
Let me add a diagnostic observation that highlights the importance of
categories. Schaffer points out that the knowledge operator is factive
and that a fundamental factive operation for lawhood may be assumed
following this model. This suggests that the apparent acceptability of
Fundamental Lawhood rests on the availability of
items within the same category, that of operations on possible truths,
that do play a necessitating role: we know there are factive operations,
so why not also fundamental factive ones? In fact, however, it is
precisely by declaring lawhood fundamental that one deprives it of the
required equipment for playing a necessitating and hence factive role.
Postulating a fundamental necessitator
Thirdly, my main point is that those considerations reveal that
posits such as Fundamental Lawhood are faced with a
factual, genuinely metaphysical problem, and not merely with the
epistemic challenge of providing evidence for them. It should also be
noted, however, that metaphysical and epistemological issues are
intertwined. The predominant methodology in metaphysics today seems to
be broadly abductive. A range of metaphysically relevant phenomena is
taken into consideration, and one’s metaphysical theory is to provide
the best-possible explanation of those phenomena. Abductive
justification, however, involves two factors: on the one hand, evidence
that the phenomena in question are real and, on the other, explanatory
power of the proposed theory with respect to those phenomena (cf. Busse 2020).
Factual problems of the kind highlighted by Conjunction Problems
undermine this second factor of explanatory power and thereby
substantially, and often crucially, weaken the claimed
epistemological support of the theory in question. In fact, the
failure of fundamental
13 Conclusion
A posit in foundational metaphysics is always a posit of a fundamental item of a specific metaphysical category, such as entity or monadic or relational predicable. Each such category of fundamental items comes with an ex officio metaphysical job. The job of fundamental entities is to exist as ultimate numerically distinct constituents of fundamental reality capable of being this or that way; the job of fundamental monadic and relational predicables is to characterise entities in a simple, logically structureless manner as being certain ways or being related in certain ways. Whenever a postulated fundamental item is assumed to do an additional job, a Conjunction Problem can occur: it may be that the additional job requires an equipment that the item qua fundamental cannot have. Typically the required equipment is that of a certain complexity or structure, such as mereological structure of an entity or logical structure of a predicable. In particular, in order for a status of Fundamental Lawhood to be capable of necessitating a regularity’s actual obtaining, it would appear to have to have an appropriate logical complexity; but being fundamental, it is logically simple and cannot have such a structure. The inference problem for strong laws, then, is a special case of a Conjunction Problem, the problem of a conflict between a fundamental item’s categorial status and a postulated metaphysical job that exceeds its categorially determined ex officio role. The goal of this paper was not to refute any specific metaphysical theory nor to defend one. Its goal is to reveal why it is not true that all fundamental posits are inherently alike and differ merely in their epistemic support. Some posits, such as the entity-predicable scheme, show no inner tension between category and assumed jobs and are readily acceptable once data speak in their favour. Others, by contrast, confront serious Conjunction Problems. Those problems cannot be solved by fiat nor by piling up alleged explanatory advantages, but only, if at all, by decent metaphysical work. The inference problem for strong views of natural laws is a case in point.
Ralf Busse
https://orcid.org/0009-0005-3546-9153
University of Mainz
rbusse@uni-mainz.de
Acknowledgements
I am very grateful to three anonymous referees for supporting this paper. They complained a bit about its complexity, but at the same time raised many additional issues. This revised version aims at a balance between simplicity and strength in addressing those issues. The paper benefitted from discussions in my research colloquium and from Nick Haverkamp’s help in particular.
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